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A General Theoretical Paradigm to Understand Learning from Human Preferences (arxiv.org)
2 points by yenniejun111 on May 15, 2025 | hide | past | pdf | discuss on HN

In plain words: A new training goal learns straight from which of two answers a person prefers, avoiding the steps of turning pairs into scores and trusting a score model on new text. Its simplest version comes with guarantees and beat the popular pair-based method in tests.

Abstract

The prevalent deployment of learning from human preferences through reinforcement learning (RLHF) relies on two important approximations: the first assumes that pairwise preferences can be substituted with pointwise rewards. The second assumes that a reward model trained on these pointwise rewards can generalize from collected data to out-of-distribution data sampled by the policy. Recently, Direct Preference Optimisation (DPO) has been proposed as an approach that bypasses the second approximation and learn directly a policy from collected data without the reward modelling stage. However, this method still heavily relies on the first approximation. In this paper we try to gain a deeper theoretical understanding of these practical algorithms. In particular we derive a new general objective called $Ψ$PO for learning from human preferences that is expressed in terms of pairwise preferences and therefore bypasses both approximations. This new general objective allows us to perform an in-depth analysis of the behavior of RLHF and DPO (as special cases of $Ψ$PO) and to identify their potential pitfalls. We then consider another special case for $Ψ$PO by setting $Ψ$ simply to Identity, for which we can derive an efficient optimisation procedure, prove performance guarantees and demonstrate its empirical superiority to DPO on some illustrative examples.

Mohammad Gheshlaghi Azar, Mark Rowland, Bilal Piot, Daniel Guo, Daniele Calandriello, Michal Valko, Rémi Munos
arXiv:2310.12036 · cs.AI, cs.LG, stat.ML · submitted Oct 18, 2023 · updated Nov 22, 2023
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